SFTR - Part II

SFTR is a major regulatory reporting requirement for anyone transacting repo and other securities financing transactions in the EU, no matter how limited their activity. In order to meet the regulator’s demand for complete, accurate and timely data, firms are devoting considerable resources to the speedy remediation of rejected or unreconciled reports. This is the second of two pathways, and seeks to provide a systematic and detailed insight into reporting repos under SFTR. This video series was produced in time for the implementation of phase 1 of the SFTR, on 13 July, whilst under restricted lockdown conditions. The videos will be updated to reflect our highest standards, as soon as conditions permit. These videos were shot on the 10th of June 2020, and reflect the status of regulation as at that date. These videos will periodically be updated to reflect pertinent changes in regulation.

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6 videos • 1 hour 8 minutes

  • SFTR (7/12): Reporting Collateral Data - Part I

    In this video, Richard will discuss reporting collateral data, beginning with general data. This covers the level of collateral reporting, as well as collateral updates reports. He will also explain how collateral is used with repo, both the underlying collateral and variation margin. This video was shot on the 10th of June 2020, and reflects the status of regulation as at that date. This video will periodically be updated to reflect any pertinent changes in regulation.

    Richard Comotto16:20

  • SFTR (8/12): Reporting Collateral Data - Part II

    Richard discusses reporting further collateral data. Specifically, he looks at the different types of collateral, at a data field called the General Collateral Indicator, and at referential data about securities collateral and transactional data, such as prices and quantities of collateral.

    Richard Comotto13:05

  • SFTR (9/12): CCP-cleared Repos

    In this video, Richard covers CCP-cleared repos. He explains the difference between clearing by the technique of open offer versus the technique of novation. Richard also reviews the different types of repo and data fields special to CCP-cleared repos.

    Richard Comotto08:04

  • SFTR (9/12): CCP-cleared Repos

    In this video, Richard covers CCP-cleared repos. He explains the difference between clearing by the technique of open offer versus the technique of novation. Richard also reviews the different types of repo and data fields special to CCP-cleared repos.

    Richard Comotto08:04

  • SFTR (10/12): Margin Update Reporting

    Richard covers the reporting of CCP margins by explaining what is covered by the reporting, how to report CCP margins and the data fields specific to margins - initial margin, variation margin and excess collateral.

    Richard Comotto04:21

  • SFTR (11/12): Re-use Reporting

    In this video, Richard will be explaining the process of reporting the re-use of collateral. First, he’ll discuss who has to report re-use. Then, he’ll discuss how re-use is defined. And finally, he’ll look at the data fields special to re-use reporting.

    Richard Comotto09:11

  • SFTR (12/12): Reporting Special Cases

    In the final video of the SFTR course, Richard discusses special reporting situations. He looks at unusual types of repo; some special life-cycle events; settlement events; and some other specific reporting issues.

    Richard Comotto17:28

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