Asset Management Regulation

6 videos • 1 hour 32 minutes

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  Regulation

  

  Global Regulation for Asset Managers

  Giles provides a high-level overview of asset management regulation across the world. Specifically, what's on the regulatory agenda and what the current international standards are, including how foreign portfolio management and investment is regulated.

  Giles Swan • 18:16

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  Regulation

  

  Part I Asset Management Regulation (EU)

  In this introductory episode to European Regulation, Giles helps us understand what EU regulation is, what the different types of regulation are, how they are determined and how they apply across different fund types.

  Giles Swan • 14:13

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  Regulation

  

  Part II Asset Management Regulation (EU)

  Here Giles discusses the AIFM Directive. He outlines which funds are regulated by the AIFMD and the different rules the AIFMD implements.

  Giles Swan • 11:30

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  Regulation

  

  Part III Asset Management Regulation (EU)

  MiFID II and MiFIR are the main EU laws and regulations covering investment services and activities. Giles outlines which aspects they cover and what they aim to achieve.

  Giles Swan • 17:36

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  Regulation

  

  Part IV Asset Management Regulation (EU)

  Giles looks at what is currently relevant and what the future holds in terms of European regulation. He outlines some overarching themes and discusses some recommendations by the European supervisory authorities.

  Giles Swan • 11:20

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  Regulation

  

  Asset Management Regulation (Asia)

  Giles provides an overview of asset management regulation in the Asia Pacific region, including fund distribution and capital market investing.

  Giles Swan • 19:45