Asset Management Regulation

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6 videos • 1 hour 32 minutes

  • Global Asset Managers Regulation Introduction

    Giles provides a high-level overview of asset management regulation across the world. Specifically, what's on the regulatory agenda and what the current international standards are, including how foreign portfolio management and investment is regulated.

    Giles Swan18:16

  • EU Asset Management Regulation Introduction

    In this introductory episode to European Regulation, Giles helps us understand what EU regulation is, what the different types of regulation are, how they are determined and how they apply across different fund types.

    Giles Swan14:13

  • EU Alternative Investment Fund Managers Directive (AIFMD)

    Here Giles discusses the AIFM Directive. He outlines which funds are regulated by the AIFMD and the different rules the AIFMD implements.

    Giles Swan11:30

  • EU MiFID II & MiFIR

    MiFID II and MiFIR are the main EU laws and regulations covering investment services and activities. Giles outlines which aspects they cover and what they aim to achieve.

    Giles Swan17:36

  • EU Capital Markets Union Initiative

    Giles looks at what is currently relevant and what the future holds in terms of European regulation. He outlines some overarching themes and discusses some recommendations by the European supervisory authorities.

    Giles Swan11:20

  • Asian Asset Management Regulation Introduction

    Giles provides an overview of asset management regulation in the Asia Pacific region, including fund distribution and capital market investing.

    Giles Swan19:45

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