Certificate of completion issued to
Asma Al Aufi
For completing
Compliance Pathway
Completion date
03 Jan 2023
Delivered by
Accredited for
Certificate ID
3e3dbf3d494bd31dbbaa118db991b026
Join now to learn
Our pathways are only available to subscribers. Access this and 100s of other pathways by signing up.
About Compliance Pathway
9 Video modules
2 hours of learning
4.5 rating
Foundational level
Since 2008, compliance has been at the heart of the financial sector. This pathway will explore regulations, laws and guidelines (both internal or external) and how they will impact your working life. The videos in this pathway will ensure you understand enough to prevent and address any nonconformities in your everyday operations.
In this pathway
Understand the importance of compliance
Learn about regulations, laws, and guidelines
Prevent and address nonconformities in operations
Pathway experts
Peter Eisenhardt
30 years: Capital markets & investment banking
Peter has over 30 years experience working in banking. He has held several senior positions in international investment banks. Peter is now the Secretary General of the International Council of Securities Associations