An Overview of MiFID

An Overview of MiFID

The main purpose of this video by Carl is to provide an overview of  “MiFID” – the Markets in Financial Instruments Directive which is the centrepiece of the EU's regulatory framework for securities markets designed to assist traders, investors, and other market participants in the financial sector.
Overview

“MiFID” – the Markets in Financial Instruments Directive and the related Regulations is the centrepiece of the EU’s regulatory framework for securities markets designed to assist traders, investors, and other participants in the financial sector.The primary aim of the MiFID requirements collection is to keep financial markets strong, fair, effective, and transparent.

Key learning objectives:

  • Understand the background of MiFID

  • What are the 3 key pillars to the MiFID regime?

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Summary
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Expert
Carl Fernandes

Carl Fernandes

Carl is a partner in the financial services regulatory team at Linklaters. He has been a financial services regulatory lawyer for the last 20 years, practicing in both London and Hong Kong.

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