EU MiFID II & MiFIR

EU MiFID II & MiFIR

Giles Swan

15 years: Asset management

MiFID II and MiFIR are the main EU laws and regulations covering investment services and activities. Giles outlines which aspects they cover and what they aim to achieve.

MiFID II and MiFIR are the main EU laws and regulations covering investment services and activities. Giles outlines which aspects they cover and what they aim to achieve.

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EU MiFID II & MiFIR

17 mins 36 secs

Overview

MiFID II and MiFIR are the main EU laws, rules and regulations covering investment services and activities. They also cover a wide range of activities on buy-side and sell-side firms. They’re applicable from January 3, 2018. MiFID II is the third iteration, MiFID was applied from November 2007.

Key learning objectives:

  • Define MiFID II and MiFIR?

  • Identify the key rules

  • Understand what the future holds

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Expert
Giles Swan

Giles Swan

Giles Swan is a Director of Global Fund's policy at ICI Global. Giles started his career in the European mutual fund's sector, before moving to the FSA in 2005. He has led negotiations for the FSA in the Council of Ministers and the European Parliament on the AIFMD and also represented the FSA in ESMAs Investment Management Standing Committee.

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