Overview of Key Compliance Topics
In the second video of this series, Peter discuss the list of topics that would represent a good compliance training. He also talks about how banks have had to cope up with new regulations to get their houses in order on their current business. In the end Peter highlights how Covid-19 brought new compliance challenges and what were the key concerns.
Overview
Compliance is about behaviour, accountability and acting within the rules -- not only the legal rules and regulation, but also rules to do with fairness and ethics.
Key learning objectives:
What topics does compliance cover?
How are banks cutting the costs of compliance?
What compliance challenges have been brought about by Covid-19?
How have banks responded to these challenges?
Summary
Expert
Peter Eisenhardt
Peter has over 30 years experience working in banking. He has held several senior positions in international investment banks. Peter is now the Secretary General of the International Council of Securities Associations
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