What is Conduct Regulation?
Roger answers some of the key introductory questions surrounding conduct regulation: What is it? Why do you need to know about it? What can you do now?
Overview
Conduct regulation is a practice meant to hold banks and financial institutions responsible for their actions. In other words, it represents a set of rules that tell financial firms what is expected and the acceptable behaviour.
Key learning objectives:
Define conduct regulation
Understand why conduct regulation began
Know why we need to know about conduct regulation
Summary
Expert
Roger Miles
Roger researches behavioural risks in organisations, and advises senior leaders on how best to communicate risk and conduct matters. Previously, Roger ran risk communication programmes for professional bodies and the British Government. He now runs industry-level Academies for Conduct and Culture, and produces workshops with financial firms.
