Key Terms and Functions under SMCR

Key Terms and Functions under SMCR

In the previous video, Roger discussed the Senior Managers regime (SMR) of conduct regulation. In this video, Roger focuses on the language used to set out responsibilities under SMR and outlines the numbering system that the Conduct and Prudential regulators use to identify which role carries which responsibility.
Overview

An understanding of SMR requires a knowledge of its vocabulary. SMR terms are defined along with a brief overview of the numbering that is assigned to each senior manager position.

Key learning objectives:

  • Define key phrases used in SMF

  • Understand the numbering system of senior managers

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Summary
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