An Overview of Wholesale Market Regulatory Policy

An Overview of Wholesale Market Regulatory Policy

In this second video of the series, Carl covers regulatory policy and the different types of regulation applicable to the wholesale markets and its participants.
Overview

Much of today’s regulation was created in response to the financial crisis, and so is designed to promote policy goals that aim to prevent a repetition of the problems witnessed during the crisis. This comes through the form of conduct and prudential regulation.

Key learning objectives:

  • Define prudential and conduct regulation, and identify their goals

  • What are some examples of developing regulation?

  • What key themes continue to emerge today?

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Summary
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Expert
Carl Fernandes

Carl Fernandes

Carl is a partner in the financial services regulatory team at Linklaters. He has been a financial services regulatory lawyer for the last 20 years, practicing in both London and Hong Kong.

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